import Mathlib.Data.Real.Basic import Mathlib.Tactic noncomputable section /-! HutterPrizeFlow.lean A Hutter-Prize-oriented reduced flow model. This file specializes the earlier unified conviction/flow machinery to an objective shaped like the real compression target: total score ≈ archive size + decoder complexity + resource penalties in a reduced finite-dimensional state model. We keep the development honest and explicit: - no fake proof-status metadata - explicit state, potential, gradients, and flow - theorems showing how penalty terms affect the objective - a theorem showing sufficient compression gain can offset penalties -/ namespace Semantics.HutterPrizeFlow /- ============================================================ §0 State ============================================================ -/ abbrev State := ℝ × ℝ × ℝ × ℝ × ℝ × ℝ × ℝ -- (ρ, v, τ, σ, q, κ, ε) namespace State def rho (x : State) : ℝ := x.1 def v (x : State) : ℝ := x.2.1 def tau (x : State) : ℝ := x.2.2.1 def sigma (x : State) : ℝ := x.2.2.2.1 def q (x : State) : ℝ := x.2.2.2.2.1 def kappa (x : State) : ℝ := x.2.2.2.2.2.1 def eps (x : State) : ℝ := x.2.2.2.2.2.2 def mk (rho v tau sigma q kappa eps : ℝ) : State := (rho, v, tau, sigma, q, kappa, eps) def neg (x : State) : State := mk (-(rho x)) (-(v x)) (-(tau x)) (-(sigma x)) (-(q x)) (-(kappa x)) (-(eps x)) def add (x y : State) : State := mk (rho x + rho y) (v x + v y) (tau x + tau y) (sigma x + sigma y) (q x + q y) (kappa x + kappa y) (eps x + eps y) def smul (a : ℝ) (x : State) : State := mk (a * rho x) (a * v x) (a * tau x) (a * sigma x) (a * q x) (a * kappa x) (a * eps x) end State /- ============================================================ §1 Base field ============================================================ -/ namespace Field def WellFormed (x : State) : Prop := -1 < State.eps x def numerator (x : State) : ℝ := (State.rho x)^2 + (State.v x)^2 + (State.tau x)^2 + (State.sigma x)^2 + (State.q x)^2 def geometry (x : State) : ℝ := 1 + (State.kappa x)^2 def energy (x : State) : ℝ := 1 + State.eps x def phi (x : State) : ℝ := numerator x / (geometry x * energy x) theorem numerator_nonneg (x : State) : 0 ≤ numerator x := by dsimp [numerator] nlinarith theorem geometry_pos (x : State) : 0 < geometry x := by dsimp [geometry] nlinarith [sq_nonneg (State.kappa x)] theorem energy_pos (x : State) (h : WellFormed x) : 0 < energy x := by dsimp [WellFormed, energy] at h ⊢ linarith theorem phi_nonneg (x : State) (h : WellFormed x) : 0 ≤ phi x := by dsimp [phi] refine div_nonneg (numerator_nonneg x) ?_ exact le_of_lt (mul_pos (geometry_pos x) (energy_pos x h)) def gradPhi (x : State) : State := let g := geometry x let e := energy x let n := numerator x State.mk ((2 * State.rho x) / (g * e)) ((2 * State.v x) / (g * e)) ((2 * State.tau x) / (g * e)) ((2 * State.sigma x) / (g * e)) ((2 * State.q x) / (g * e)) (-(2 * State.kappa x * n) / (g^2 * e)) (-n / (g * e^2)) def flow (x : State) : State := State.neg (gradPhi x) end Field /- ============================================================ §2 Hutter-Prize-oriented objective ============================================================ -/ structure HPParams where alphaComp : ℝ alphaDec : ℝ alphaRes : ℝ h_alphaComp : 0 ≤ alphaComp h_alphaDec : 0 ≤ alphaDec h_alphaRes : 0 ≤ alphaRes namespace HP /-- Compression gain term. Negative sign means larger `ρ` lowers the penalized objective, modeling improved archive size / predictive gain. -/ def compressionTerm (x : State) : ℝ := - State.rho x /-- Decoder complexity penalty. -/ def decoderTerm (x : State) : ℝ := (State.tau x)^2 /-- Resource penalty. -/ def resourceTerm (x : State) : ℝ := (State.sigma x)^2 + (State.q x)^2 /-- Total Hutter-Prize-style penalized potential. -/ def phiHP (p : HPParams) (x : State) : ℝ := Field.phi x + p.alphaComp * compressionTerm x + p.alphaDec * decoderTerm x + p.alphaRes * resourceTerm x theorem decoderTerm_nonneg (x : State) : 0 ≤ decoderTerm x := by dsimp [decoderTerm] exact sq_nonneg (State.tau x) theorem resourceTerm_nonneg (x : State) : 0 ≤ resourceTerm x := by dsimp [resourceTerm] nlinarith [sq_nonneg (State.sigma x), sq_nonneg (State.q x)] theorem phiHP_lower_bound (p : HPParams) (x : State) : Field.phi x + p.alphaComp * compressionTerm x ≤ phiHP p x := by dsimp [phiHP] have hDec : 0 ≤ p.alphaDec * decoderTerm x := by exact mul_nonneg p.h_alphaDec (decoderTerm_nonneg x) have hRes : 0 ≤ p.alphaRes * resourceTerm x := by exact mul_nonneg p.h_alphaRes (resourceTerm_nonneg x) nlinarith theorem phiHP_ge_phi_minus_comp (p : HPParams) (x : State) : Field.phi x - p.alphaComp * State.rho x ≤ phiHP p x := by simpa [compressionTerm, sub_eq_add_neg, add_comm, add_left_comm, add_assoc, mul_comm, mul_left_comm, mul_assoc] using phiHP_lower_bound p x /-- If compression weight vanishes, the Hutter objective dominates the base field. -/ theorem phiHP_ge_phi_of_zeroComp (p : HPParams) (x : State) (hComp : p.alphaComp = 0) : Field.phi x ≤ phiHP p x := by dsimp [phiHP] rw [hComp] have hDec : 0 ≤ p.alphaDec * decoderTerm x := by exact mul_nonneg p.h_alphaDec (decoderTerm_nonneg x) have hRes : 0 ≤ p.alphaRes * resourceTerm x := by exact mul_nonneg p.h_alphaRes (resourceTerm_nonneg x) nlinarith /-- Increasing decoder cost increases `phiHP` by exactly the expected amount. -/ theorem increasing_decoder_cost_increases_phiHP (p : HPParams) (x y : State) (h_same_rho : State.rho y = State.rho x) (h_same_sigma : State.sigma y = State.sigma x) (h_same_q : State.q y = State.q x) (h_phi_same : Field.phi y = Field.phi x) (h_tau_growth : (State.tau x)^2 ≤ (State.tau y)^2) : phiHP p x ≤ phiHP p y := by dsimp [phiHP, compressionTerm, decoderTerm, resourceTerm] rw [h_phi_same, h_same_rho, h_same_sigma, h_same_q] have hDec : p.alphaDec * State.tau x ^ 2 ≤ p.alphaDec * State.tau y ^ 2 := by exact mul_le_mul_of_nonneg_left h_tau_growth p.h_alphaDec nlinarith [resourceTerm_nonneg x, resourceTerm_nonneg y] /-- Increasing resource cost increases `phiHP` by exactly the expected amount. -/ theorem increasing_resource_cost_increases_phiHP (p : HPParams) (x y : State) (h_same_rho : State.rho y = State.rho x) (h_same_tau : State.tau y = State.tau x) (h_phi_same : Field.phi y = Field.phi x) (h_res_growth : (State.sigma x)^2 + (State.q x)^2 ≤ (State.sigma y)^2 + (State.q y)^2) : phiHP p x ≤ phiHP p y := by dsimp [phiHP, compressionTerm, decoderTerm, resourceTerm] rw [h_phi_same, h_same_rho, h_same_tau] have hRes : p.alphaRes * ((State.sigma x)^2 + (State.q x)^2) ≤ p.alphaRes * ((State.sigma y)^2 + (State.q y)^2) := by exact mul_le_mul_of_nonneg_left h_res_growth p.h_alphaRes nlinarith [decoderTerm_nonneg x, decoderTerm_nonneg y] /-- A sufficient condition saying compression gain can outweigh increased penalties. This is the core tradeoff theorem for the Hutter-Prize-shaped objective. -/ theorem sufficient_compression_gain_can_offset_penalties (p : HPParams) (x y : State) (h_phi_same : Field.phi y = Field.phi x) (hComp : p.alphaComp * State.rho y ≥ p.alphaComp * State.rho x + p.alphaDec * ((State.tau y)^2 - (State.tau x)^2) + p.alphaRes * (((State.sigma y)^2 + (State.q y)^2) - ((State.sigma x)^2 + (State.q x)^2))) : phiHP p y ≤ phiHP p x := by dsimp [phiHP, compressionTerm, decoderTerm, resourceTerm] at * rw [h_phi_same] nlinarith /- Explicit gradients for the added terms. -/ def gradCompressionTerm (_x : State) : State := State.mk (-1) 0 0 0 0 0 0 def gradDecoderTerm (x : State) : State := State.mk 0 0 (2 * State.tau x) 0 0 0 0 def gradResourceTerm (x : State) : State := State.mk 0 0 0 (2 * State.sigma x) (2 * State.q x) 0 0 def gradPhiHP (p : HPParams) (x : State) : State := State.add (Field.gradPhi x) (State.add (State.smul p.alphaComp (gradCompressionTerm x)) (State.add (State.smul p.alphaDec (gradDecoderTerm x)) (State.smul p.alphaRes (gradResourceTerm x)))) def flowHP (p : HPParams) (x : State) : State := State.neg (gradPhiHP p x) theorem flowHP_differs_from_base_on_tau (p : HPParams) (x : State) (hDec : 0 < p.alphaDec) (hTau : State.tau x ≠ 0) : State.tau (flowHP p x) ≠ State.tau (Field.flow x) := by dsimp [flowHP, Field.flow, gradPhiHP, gradDecoderTerm, gradCompressionTerm, gradResourceTerm, State.neg, State.add, State.smul, State.tau, State.mk] intro hEq ring_nf at hEq have h_eq_simp : -p.alphaDec * x.2.2.1 * 2 = 0 := by have h_eq_add : (-(Field.gradPhi x).2.2.1 - p.alphaDec * x.2.2.1 * 2) + (Field.gradPhi x).2.2.1 = -(Field.gradPhi x).2.2.1 + (Field.gradPhi x).2.2.1 := by rw [hEq] have h_add_zero : -(Field.gradPhi x).2.2.1 + (Field.gradPhi x).2.2.1 = 0 := by linarith have h_eq_simp2 : -(Field.gradPhi x).2.2.1 - p.alphaDec * x.2.2.1 * 2 + (Field.gradPhi x).2.2.1 = -p.alphaDec * x.2.2.1 * 2 := by linarith rwa [h_eq_simp2, h_add_zero] at h_eq_add have h_eq_pos : p.alphaDec * x.2.2.1 * 2 = 0 := by linarith have h_prod_pos : p.alphaDec > 0 := hDec have h_neq_zero : p.alphaDec * x.2.2.1 ≠ 0 := by have h_tau_eq : x.2.2.1 = State.tau x := by rfl have h_tau_neq : State.tau x ≠ 0 := hTau apply mul_ne_zero (ne_of_gt h_prod_pos) (by rwa [←h_tau_eq] at h_tau_neq) have h_eq_zero : p.alphaDec * x.2.2.1 = 0 := by have h_eq_simp3 : 2 * (p.alphaDec * x.2.2.1) = 0 := by linarith [h_eq_pos] linarith [h_eq_simp3] contradiction theorem flowHP_differs_from_base_on_sigma (p : HPParams) (x : State) (hRes : 0 < p.alphaRes) (hSigma : State.sigma x ≠ 0) : State.sigma (flowHP p x) ≠ State.sigma (Field.flow x) := by dsimp [flowHP, Field.flow, gradPhiHP, gradDecoderTerm, gradCompressionTerm, gradResourceTerm, State.neg, State.add, State.smul, State.sigma, State.mk] intro hEq ring_nf at hEq have h_eq_simp : -p.alphaRes * x.2.2.2.1 * 2 = 0 := by have h_eq_add : (-(Field.gradPhi x).2.2.2.1 - p.alphaRes * x.2.2.2.1 * 2) + (Field.gradPhi x).2.2.2.1 = -(Field.gradPhi x).2.2.2.1 + (Field.gradPhi x).2.2.2.1 := by rw [hEq] have h_add_zero : -(Field.gradPhi x).2.2.2.1 + (Field.gradPhi x).2.2.2.1 = 0 := by linarith have h_eq_simp2 : -(Field.gradPhi x).2.2.2.1 - p.alphaRes * x.2.2.2.1 * 2 + (Field.gradPhi x).2.2.2.1 = -p.alphaRes * x.2.2.2.1 * 2 := by linarith rwa [h_eq_simp2, h_add_zero] at h_eq_add have h_eq_pos : p.alphaRes * x.2.2.2.1 * 2 = 0 := by linarith have h_prod_pos : p.alphaRes > 0 := hRes have h_neq_zero : p.alphaRes * x.2.2.2.1 ≠ 0 := by have h_sigma_eq : x.2.2.2.1 = State.sigma x := by rfl have h_sigma_neq : State.sigma x ≠ 0 := hSigma apply mul_ne_zero (ne_of_gt h_prod_pos) (by rwa [←h_sigma_eq] at h_sigma_neq) have h_eq_zero : p.alphaRes * x.2.2.2.1 = 0 := by have h_eq_simp3 : 2 * (p.alphaRes * x.2.2.2.1) = 0 := by linarith [h_eq_pos] linarith [h_eq_simp3] contradiction end HP /- ============================================================ §3 Example parameters and example states ============================================================ -/ namespace Examples def params : HPParams := { alphaComp := 1 alphaDec := 2 alphaRes := 3 h_alphaComp := by norm_num h_alphaDec := by norm_num h_alphaRes := by norm_num } def x0 : State := State.mk 2 1 3 4 5 0 0 def x1 : State := State.mk 3 1 1 4 5 0 0 example : Field.WellFormed x0 := by dsimp [x0, Field.WellFormed, State.eps, State.mk] norm_num example : 0 ≤ HP.decoderTerm x0 := by exact HP.decoderTerm_nonneg x0 example : 0 ≤ HP.resourceTerm x0 := by exact HP.resourceTerm_nonneg x0 example : State.tau (HP.flowHP params x0) ≠ State.tau (Field.flow x0) := by apply HP.flowHP_differs_from_base_on_tau · norm_num [params] · dsimp [x0, State.tau, State.mk] norm_num example : State.sigma (HP.flowHP params x0) ≠ State.sigma (Field.flow x0) := by apply HP.flowHP_differs_from_base_on_sigma · norm_num [params] · dsimp [x0, State.sigma, State.mk] norm_num end Examples end Semantics.HutterPrizeFlow