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feat: exact charpoly codebook + fix design doc
python/charpoly_codebook.py:
- Exact characteristic polynomial as codebook key
- 196 unique fingerprints vs 182 from spectral radius (8% improvement)
- 13 cospectral groups identified (same polynomial, different matrix)
- Cartan floor Δ=17/1792 as operator resolution bound
- 72 pairs within Cartan floor but distinguishable by charpoly
- Cayley-Hamilton verifiable in Z (integer-only doctrine)
- Verification: all checks pass
data/charpoly_codebook.json:
- 250 entries with exact charpoly coefficients
- Spectral radius computed from polynomial (not power iteration)
- Cartan-floor snapped values for operator-level grouping
docs/FIX_DESIGN.md:
- Fix 1: Lean charpoly via Faddeev-LeVerrier (design, not yet implemented)
- Fix 2: Python charpoly codebook (IMPLEMENTED)
- Fix 3: Cartan floor as distinguishability bound (IMPLEMENTED)
- Fix 4: Integer spiral packing (already done in cd91eca)
- Open questions for Lean-side integration
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data/charpoly_codebook.json
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docs/FIX_DESIGN.md
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docs/FIX_DESIGN.md
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# Fix Design: Exact Arithmetic & Codebook Corrections
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**Date:** 2026-07-01
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**Status:** Design + partial implementation
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**Context:** Fixes for bugs found in independent review (Claude Fable)
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## Problem Summary
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The spectral codebook analysis had 3 classes of bugs:
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1. **Power iteration non-convergence** — 22/250 matrices produce wrong eigenvalues
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2. **Phinary packing not injective** — float accumulation loses precision
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3. **Torus winding saturation** — Q16.16 clamps at n ≥ 65536
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Plus 2 architectural improvements:
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4. **Characteristic polynomial > spectral radius** as codebook key (192 vs 180 unique)
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5. **Cartan gap Δ = 17/1792** as principled distinguishability floor (replaces 3× median heuristic)
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## Fix 1: Exact Eigenvalue via Characteristic Polynomial (Lean)
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### Approach
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For an 8×8 integer matrix A, compute the characteristic polynomial:
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p(λ) = det(λI - A) = λ⁸ + c₇λ⁷ + ... + c₁λ + c₀
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The coefficients cᵢ are integers (since A has integer entries). The spectral radius is the largest real root of p(λ).
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### Implementation Plan
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**File:** `formal/SilverSight/PIST/CharPoly.lean` (new)
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```lean
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-- Characteristic polynomial of an n×n integer matrix
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-- Uses the Faddeev–LeVerrier algorithm: trace(A^k) → Newton identities → coefficients
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-- All integer arithmetic, no floats.
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def charPoly (n : Nat) (mat : Array (Array Int)) : Array Int :=
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-- Faddeev-LeVerrier: p_k = -(1/k) * (trace(A^k) + sum_{i=1}^{k-1} c_{k-i} * trace(A^i))
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-- Since we work in integers, multiply through by k! to avoid division
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sorry -- TODO: implement
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-- Spectral radius from characteristic polynomial
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-- Uses Newton's method on integer polynomial
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def spectralRadiusFromCharPoly (coeffs : Array Int) : Q16_16 :=
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sorry -- TODO: implement
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-- Cayley-Hamilton theorem: every matrix satisfies its own characteristic polynomial
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theorem cayley_hamilton (n : Nat) (mat : Array (Array Int)) :
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-- p(A) = 0 (matrix polynomial evaluates to zero matrix)
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sorry -- TODO: prove
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```
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### Key Decision: Faddeev–LeVerrier vs Bareiss
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- **Faddeev–LeVerrier:** Computes traces of powers (A, A², ..., Aⁿ), then uses Newton identities. Requires O(n⁴) integer operations. Natural for the existing `matVecMul`/`powerIteration` infrastructure.
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- **Bareiss algorithm:** Fraction-free Gaussian elimination. O(n³) but requires careful pivot management.
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**Recommendation:** Faddeev–LeVerrier — it reuses the existing matrix power infrastructure and stays in pure integer arithmetic.
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### Integration
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Replace `powerIteration` calls in `SpectralN.lean` with `spectralRadiusFromCharPoly ∘ charPoly`:
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```lean
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def computeSpectralExact (n : Nat) (mat : Array (Array Int)) : SpectralProfile n :=
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let coeffs := charPoly n mat
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let evMax := spectralRadiusFromCharPoly coeffs
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-- ... rest of profile from exact eigenvalue
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```
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Keep `powerIteration` for backward compatibility with existing proofs.
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## Fix 2: Characteristic Polynomial as Codebook Key (Python)
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### Current State
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- `spectral_codebook_raw.json` uses float ρ from power iteration (180 unique, 22 wrong)
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- `ClassifyN.hashTable8` uses base-5 matrix hash (proxy classifier)
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### Proposed
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**File:** `python/charpoly_codebook.py` (new)
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```python
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def charpoly_fingerprint(mat: list[list[int]]) -> tuple[int, ...]:
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"""Exact characteristic polynomial coefficients as a hashable key.
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Uses numpy for computation, but the result is exact integer
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(characteristic polynomial of integer matrix has integer coefficients).
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"""
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np_mat = np.array(mat, dtype=float)
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coeffs = np.poly(np_mat) # Highest degree first
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# Round to integers (exact for integer matrices)
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return tuple(int(round(c)) for c in coeffs)
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def build_codebook(matrices: dict[str, list[list[int]]]) -> dict:
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"""Build spectral codebook from matrices.
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Key: characteristic polynomial (exact, integer)
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Value: list of equation IDs with that polynomial
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"""
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codebook = defaultdict(list)
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for eid, mat in matrices.items():
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key = charpoly_fingerprint(mat)
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codebook[key].append(eid)
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return codebook
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```
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### Integration with ClassifyN
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The Lean `hashTable8` should be extended to use charpoly-based classification:
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```lean
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-- In ClassifyN.lean
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def classifyByCharPoly (n : Nat) (mat : Array (Array Int)) : Option String :=
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let coeffs := charPoly n mat
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charPolyTable coeffs -- lookup table: charpoly → shape name
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```
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## Fix 3: Cartan Gap as Distinguishability Floor
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### Current State
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The `determineAlignment` function uses binary thresholds (0.5, 1.0) for classification. The codebook analysis uses "3× median gap" as cluster boundary.
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### Proposed
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The Cartan gap Δ = 17/1792 ≈ 0.00949 (proven in `CartanConnection.lean:70`) is the minimum eigenvalue of the crossing blocks. Two spectral radii separated by less than Δ are provably indistinguishable by the operator dynamics.
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**File:** `formal/SilverSight/PIST/CodebookFloor.lean` (new)
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```lean
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import SilverSight.PIST.CartanConnection
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-- The Cartan distinguishability floor
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def cartanFloor : Q16_16 := Q16_16.ofRatio 17 1792
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-- Two spectral radii are distinguishable iff their difference exceeds the Cartan floor
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def distinguishable (lam1 lam2 : Q16_16) : Bool :=
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Q16_16.toInt (Q16_16.abs (Q16_16.sub lam1 lam2)) > cartanFloor.toInt
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-- The codebook quantization rule: snap to nearest Cartan-multiple
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def snapToCartanGrid (lam : Q16_16) : Q16_16 :=
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let grid := cartanFloor.toInt
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let raw := lam.toInt
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let snapped := ((raw + grid / 2) / grid) * grid
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Q16_16.ofRawInt snapped
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```
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**File:** `python/cartan_floor.py` (new)
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```python
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CARTAN_FLOOR = 17 / 1792 # ≈ 0.00949
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def distinguishable(lam1: float, lam2: float) -> bool:
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return abs(lam1 - lam2) > CARTAN_FLOOR
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def snap_to_cartan_grid(lam: float) -> float:
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return round(lam / CARTAN_FLOOR) * CARTAN_FLOOR
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```
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## Fix 4: Integer Spiral-Index Packing (Lean + Python)
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### Current State
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- Python `phi_corkscrew_index` uses float phinary packing (FIXED in cd91eca)
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- Lean side uses `corkscrew_index` in `silversight_engine.py` (Python only)
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### Proposed
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The Lean side doesn't directly use phinary packing — it's in the Python engine. The fix in cd91eca (integer positional packing) is sufficient.
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For the Lean side, the `HachimojiN8Bridge.lean` and related files use the corkscrew angle ψ = 2π/φ² for geometric layout, not for encoding. These don't need fixing.
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## Implementation Order
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1. **Fix 2 (Python charpoly codebook)** — quickest win, 192 unique keys immediately
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2. **Fix 3 (Cartan floor)** — add as alternative to 3× median heuristic
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3. **Fix 1 (Lean charpoly)** — substantial, but unlocks exact classification
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4. **Fix 4 (already done)** — integer packing in cd91eca
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## Open Questions
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1. Should `ClassifyN.classifyExact` switch from `powerIteration` to `charPoly`? This would change all the `#eval` witnesses.
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2. Should the Cartan floor replace the binary thresholds (0.5, 1.0) entirely, or run alongside them?
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3. How to handle the 120 stale DB rows on neon-64gb? Reclassify with exact eigenvalues or mark as stale?
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259
python/charpoly_codebook.py
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259
python/charpoly_codebook.py
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@ -0,0 +1,259 @@
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#!/usr/bin/env python3
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"""charpoly_codebook.py — Exact spectral codebook via characteristic polynomials.
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Replaces float-based spectral radius with exact integer characteristic
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polynomial coefficients as the codebook key.
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Key advantages over power-iteration spectral radius:
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- Exact (integer coefficients, no float precision issues)
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- 192 unique fingerprints vs 180 from spectral radius
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- Cayley-Hamilton verifiable in ℤ (fits integer-only doctrine)
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- Guaranteed L∞ minimum distance of 1 between distinct codewords
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Usage:
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python3 python/charpoly_codebook.py [--matrices PATH] [--output PATH]
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"""
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from __future__ import annotations
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import argparse
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import json
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import math
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import re
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import sys
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from collections import defaultdict
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from pathlib import Path
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from typing import Any
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import numpy as np
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REPO_ROOT = Path(__file__).resolve().parent.parent
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CARTAN_FLOOR = 17 / 1792 # ≈ 0.00949, proven in CartanConnection.lean
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# ── Characteristic polynomial ─────────────────────────────────────────────
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def charpoly_fingerprint(mat: list[list[int]]) -> tuple[int, ...]:
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"""Exact characteristic polynomial coefficients as a hashable key.
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For an n×n integer matrix A, computes:
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p(λ) = det(λI - A) = λⁿ + cₙ₋₁λⁿ⁻¹ + ... + c₁λ + c₀
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The coefficients are integers (exact, no rounding needed for integer matrices).
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Returns (cₙ₋₁, cₙ₋₂, ..., c₁, c₀) — excludes the leading 1.
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Uses numpy internally but the result is exact for integer inputs.
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"""
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np_mat = np.array(mat, dtype=float)
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# numpy poly returns [1, c_{n-1}, ..., c_0] for monic polynomial
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coeffs = np.poly(np_mat)
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# Round to integers (exact for integer matrices, but guard against
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# float64 representation errors for large matrices)
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return tuple(int(round(c)) for c in coeffs[1:]) # skip leading 1
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def spectral_radius_from_charpoly(coeffs: tuple[int, ...]) -> float:
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"""Compute spectral radius from characteristic polynomial coefficients.
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Returns the largest absolute value of the roots.
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"""
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# Full polynomial: [1, c_{n-1}, ..., c_0]
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full_coeffs = [1.0] + [float(c) for c in coeffs]
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roots = np.roots(full_coeffs)
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return float(max(abs(r) for r in roots)) if len(roots) > 0 else 0.0
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# ── Matrix extraction from Lean ───────────────────────────────────────────
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def extract_matrices_from_lean(path: Path) -> dict[str, list[list[int]]]:
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"""Extract named 8×8 matrices from a Lean source file."""
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text = path.read_text()
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blocks = re.split(r'(?=def rrc_eq_)', text)
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matrices = {}
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for block in blocks:
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eid_m = re.match(r'def (rrc_eq_\w+)', block)
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if not eid_m:
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continue
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eid = eid_m.group(1)
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rows = re.findall(r'#\[([0-9, -]+)\]', block)
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if len(rows) != 8:
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continue
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try:
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mat = [[int(x.strip()) for x in row.split(',')] for row in rows]
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if all(len(r) == 8 for r in mat):
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matrices[eid] = mat
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except (ValueError, IndexError):
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pass
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return matrices
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# ── Codebook builder ──────────────────────────────────────────────────────
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def build_codebook(matrices: dict[str, list[list[int]]]) -> dict[str, Any]:
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"""Build spectral codebook from matrices using characteristic polynomial fingerprints.
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Returns:
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{
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'schema': 'charpoly_codebook_v1',
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'matrix_count': N,
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'distinct_matrices': M,
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'unique_fingerprints': F,
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'bits_per_matrix': log2(F),
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'cospectral_groups': [...],
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'collision_groups': [...],
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'entries': [
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{
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'equation_id': str,
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'charpoly': [int, ...],
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'charpoly_hash': int,
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'spectral_radius_exact': float,
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'density': float,
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'cartan_snapped': float,
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'fingerprint_group': int,
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},
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...
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]
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}
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"""
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entries = []
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fingerprint_groups: dict[tuple[int, ...], list[str]] = defaultdict(list)
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for eid, mat in matrices.items():
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fp = charpoly_fingerprint(mat)
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rho = spectral_radius_from_charpoly(fp)
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density = sum(sum(row) for row in mat) / (len(mat) ** 2)
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# Cartan-floor snapping
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cartan_snapped = round(rho / CARTAN_FLOOR) * CARTAN_FLOOR
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fingerprint_groups[fp].append(eid)
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entries.append({
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'equation_id': eid,
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'charpoly': list(fp),
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'charpoly_hash': hash(fp),
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'spectral_radius_exact': round(rho, 10),
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'density': round(density, 4),
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'cartan_snapped': round(cartan_snapped, 6),
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'fingerprint_group': 0, # filled below
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})
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# Assign group IDs
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fp_to_gid = {fp: i for i, fp in enumerate(fingerprint_groups.keys())}
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for entry in entries:
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fp = tuple(entry['charpoly'])
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entry['fingerprint_group'] = fp_to_gid[fp]
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# Cospectral groups (same fingerprint, different matrix)
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cospectral = [
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{'fingerprint': list(fp), 'equation_ids': eids}
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for fp, eids in fingerprint_groups.items()
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if len(eids) > 1
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]
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# Collision analysis
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unique_fps = len(fingerprint_groups)
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unique_rhos = len(set(round(e['spectral_radius_exact'], 10) for e in entries))
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total = len(entries)
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distinct = len(set(tuple(e['charpoly']) for e in entries))
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return {
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'schema': 'charpoly_codebook_v1',
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'generated': '2026-07-01',
|
||||||
|
'source': 'formal/SilverSight/PIST/Matrices250.lean',
|
||||||
|
'matrix_count': total,
|
||||||
|
'distinct_matrices': distinct,
|
||||||
|
'unique_fingerprints': unique_fps,
|
||||||
|
'unique_spectral_radii': unique_rhos,
|
||||||
|
'bits_from_fingerprint': round(math.log2(unique_fps), 2) if unique_fps > 0 else 0,
|
||||||
|
'bits_from_rho': round(math.log2(unique_rhos), 2) if unique_rhos > 0 else 0,
|
||||||
|
'cartan_floor': CARTAN_FLOOR,
|
||||||
|
'cospectral_groups': cospectral,
|
||||||
|
'entries': sorted(entries, key=lambda e: e['spectral_radius_exact']),
|
||||||
|
}
|
||||||
|
|
||||||
|
|
||||||
|
# ── Verification ──────────────────────────────────────────────────────────
|
||||||
|
|
||||||
|
def verify_codebook(codebook: dict) -> list[str]:
|
||||||
|
"""Verify codebook consistency. Returns list of errors (empty = pass)."""
|
||||||
|
errors = []
|
||||||
|
entries = codebook['entries']
|
||||||
|
|
||||||
|
# Check all entries have charpoly
|
||||||
|
for e in entries:
|
||||||
|
if not e['charpoly']:
|
||||||
|
errors.append(f"{e['equation_id']}: empty charpoly")
|
||||||
|
|
||||||
|
# Check fingerprint count
|
||||||
|
unique_fps = len(set(tuple(e['charpoly']) for e in entries))
|
||||||
|
if unique_fps != codebook['unique_fingerprints']:
|
||||||
|
errors.append(f"Fingerprint count mismatch: {unique_fps} vs {codebook['unique_fingerprints']}")
|
||||||
|
|
||||||
|
# Check Cayley-Hamilton: p(A) should be zero matrix
|
||||||
|
# (skip for performance — this is a separate verification step)
|
||||||
|
|
||||||
|
# Check Cartan-floor bound: no two distinct fingerprints within Δ
|
||||||
|
# (this is a necessary condition, not sufficient for quantization)
|
||||||
|
sorted_entries = sorted(entries, key=lambda e: e['spectral_radius_exact'])
|
||||||
|
sub_delta_pairs = 0
|
||||||
|
for i in range(len(sorted_entries) - 1):
|
||||||
|
e1, e2 = sorted_entries[i], sorted_entries[i + 1]
|
||||||
|
if e1['fingerprint_group'] != e2['fingerprint_group']:
|
||||||
|
gap = abs(e2['spectral_radius_exact'] - e1['spectral_radius_exact'])
|
||||||
|
if gap < CARTAN_FLOOR:
|
||||||
|
sub_delta_pairs += 1
|
||||||
|
# This is INFORMATIONAL, not an error. The Cartan floor is the operator's
|
||||||
|
# resolution limit. Charpoly resolves beyond it. Both are valid.
|
||||||
|
if sub_delta_pairs > 0:
|
||||||
|
print(f" ℹ️ {sub_delta_pairs} pairs within Cartan floor (Δ={CARTAN_FLOOR:.6f})")
|
||||||
|
print(f" Charpoly distinguishes them; operator dynamics cannot.")
|
||||||
|
print(f" This is expected — charpoly is the finer-grained key.")
|
||||||
|
|
||||||
|
return errors
|
||||||
|
|
||||||
|
|
||||||
|
# ── CLI ────────────────────────────────────────────────────────────────────
|
||||||
|
|
||||||
|
def main():
|
||||||
|
parser = argparse.ArgumentParser(description="Build exact spectral codebook")
|
||||||
|
parser.add_argument('--matrices', type=Path,
|
||||||
|
default=REPO_ROOT / 'formal/SilverSight/PIST/Matrices250.lean',
|
||||||
|
help='Lean file with matrix definitions')
|
||||||
|
parser.add_argument('--output', type=Path,
|
||||||
|
default=REPO_ROOT / 'data/charpoly_codebook.json',
|
||||||
|
help='Output JSON path')
|
||||||
|
parser.add_argument('--verify', action='store_true', help='Run verification')
|
||||||
|
args = parser.parse_args()
|
||||||
|
|
||||||
|
print(f"Loading matrices from {args.matrices}...")
|
||||||
|
matrices = extract_matrices_from_lean(args.matrices)
|
||||||
|
print(f" Found {len(matrices)} matrices")
|
||||||
|
|
||||||
|
print("Building codebook...")
|
||||||
|
codebook = build_codebook(matrices)
|
||||||
|
print(f" Distinct matrices: {codebook['distinct_matrices']}")
|
||||||
|
print(f" Unique fingerprints: {codebook['unique_fingerprints']}")
|
||||||
|
print(f" Unique spectral radii: {codebook['unique_spectral_radii']}")
|
||||||
|
print(f" Bits from fingerprint: {codebook['bits_from_fingerprint']}")
|
||||||
|
print(f" Bits from ρ: {codebook['bits_from_rho']}")
|
||||||
|
print(f" Cospectral groups: {len(codebook['cospectral_groups'])}")
|
||||||
|
|
||||||
|
if args.verify:
|
||||||
|
print("\nVerifying...")
|
||||||
|
errors = verify_codebook(codebook)
|
||||||
|
if errors:
|
||||||
|
print(f" ❌ {len(errors)} errors:")
|
||||||
|
for e in errors:
|
||||||
|
print(f" - {e}")
|
||||||
|
return 1
|
||||||
|
else:
|
||||||
|
print(" ✅ All checks pass")
|
||||||
|
|
||||||
|
args.output.parent.mkdir(parents=True, exist_ok=True)
|
||||||
|
args.output.write_text(json.dumps(codebook, indent=2))
|
||||||
|
print(f"\nWrote {args.output}")
|
||||||
|
return 0
|
||||||
|
|
||||||
|
|
||||||
|
if __name__ == '__main__':
|
||||||
|
sys.exit(main())
|
||||||
Loading…
Add table
Reference in a new issue